Max Chan

Compliance Officer at Vantage Capital Markets

Max Chan possesses extensive experience in compliance, with a career spanning several prominent firms in the financial sector. Currently serving as a Compliance Officer at Vantage Capital Markets since July 2021, Max has previously held compliance roles at Allianz Global Investors and Neuberger Berman. Max's earlier experience includes a position as a Senior CDD Analyst at Standard Chartered Bank and a Compliance Specialist role at Capco, where specific contributions involved transactions monitoring and KYC reviews. Notably, Max conducted CDD and EDD reviews for Blue Umbrella Limited. This professional trajectory is underpinned by a Bachelor of Arts in Economics from McMaster University, enhancing analytical and regulatory expertise in the financial landscape.

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