Dustin J. Zahn

Dustin J. Zahn has a diverse work experience across various industries. Dustin J. is currently working as Vice President of Regulatory Supervision at Wedbush Securities. In this role, they oversee supervision activities, ensures regulatory compliance, and maintains service level standards.

Prior to their current position, Zahn worked at E*TRADE from Morgan Stanley. Dustin J. held multiple roles, including Assistant Vice President of Oversight and Supervision, Principal of Oversight and Supervision, and Branch Operations Manager. Their responsibilities included providing supervisory oversight, ensuring compliance with policies and procedures, and supporting branch sales and operations.

Zahn also worked as a Compliance Associate and Registered Principal at MassMutual Greater Pacific, where they supervised financial professionals and ensured compliance with regulations. Before that, they served as a Financial Planner and Investment Advisor Representative at MassMutual Greater Pacific.

Additionally, Zahn has experience as a Financial Advisor and Investment Advisor Representative at MetLife. Dustin J. provided financial advice to clients and maintained a high retention rate.

During the early stages of their career, Zahn worked as an Investment Advisor and Financial Representative at WestPac Wealth Partners, owned their own collections agency called DZ Collections, and owned their own design company called DZAHN Design.

Zahn's career began at Carsey-Werner Television Distribution, where they held the roles of Manager and Coordinator.

Overall, Zahn has a strong background in regulatory supervision, compliance, and financial planning across various industries.

Dustin J. Zahn completed their Bachelor of Arts (B.A.) degree in Communication and Religious Studies from UC Santa Barbara. Dustin J. attended UC Santa Barbara from 1997 to 2001. In addition to their formal education, Dustin also obtained several certifications related to the financial industry. These certifications include Series 57 - Securities Trader, Series 99TO - Operations Professional, Series 9 - General Securities Sales Supervisor - Options, Series 10 - General Securities Sales Supervisor - General, Series 4 - Registered Options Principal, Series 24 - General Securities Principal, Series 66 - Uniform Combined State Law, and Series 7 - General Securities Representative. These certifications were obtained between the years 2014 and 2023, with the most recent certification obtained in March 2023.