Derek Tschudin Cams

Derek Tschudin, CAMS, currently serves as AVP of Retail Securities Compliance at Axos Invest since February 2021, where Derek managed all aspects of compliance for broker/dealer and RIA and held the role of Interim Chief Compliance Officer from February 2023 to April 2023. Previously, Derek worked at Axos Clearing as Compliance Officer and AML Analyst, alongside roles at Pacific Life, where Derek engaged in process improvements and employee training. Notable responsibilities include regulatory filings, advertising material reviews, managing customer complaints, and ensuring timely financial filings, with a comprehensive background in compliance, regulatory reporting, and training across various financial institutions.